Out-processing Procedures for Departing or Terminated Employees (Military, Government Civilian and Contractor)

Overview

Finding ID	Version	Rule ID	IA Controls	Severity
V-245860	PE-07.03.01	SV-245860r770242_rule		Low

Description
Failure to properly out-process through the security section allows the possibility of continued (unauthorized) access to the facility and/or the systems. REFERENCES: DoD Manual 5200.01, Volume 3, 24 February 2012, SUBJECT: DoD Information Security Program: Protection of Classified Information Appendix to Encl 3, paragraph 3.a.(4). and Enclosure 5, paragraph 9. DoD 5200.22-M (NISPOM), Incorporating Change 2, 18 May 2016, Chapter 1, paragraph 1-206. and Chapter 3, paragraph 3-109. DoD Manual 5200.02, Procedures for the DoD Personnel Security Program (PSP), April 3, 2017, Chapter 12, paragraph 12.1.b.&f., Appendix G.2. Definitions, JPAS NIST Special Publication 800-53 (SP 800-53) Controls: AC-1, AC-2, PE-3, PS-4, and PS-5 CJCSI 6510.01F, INFORMATION ASSURANCE (IA) AND SUPPORT TO COMPUTER NETWORK DEFENSE (CND), 9 February 2011 Enclosure C, para 11

Description

Failure to properly out-process through the security section allows the possibility of continued (unauthorized) access to the facility and/or the systems. REFERENCES: DoD Manual 5200.01, Volume 3, 24 February 2012, SUBJECT: DoD Information Security Program: Protection of Classified Information Appendix to Encl 3, paragraph 3.a.(4). and Enclosure 5, paragraph 9. DoD 5200.22-M (NISPOM), Incorporating Change 2, 18 May 2016, Chapter 1, paragraph 1-206. and Chapter 3, paragraph 3-109. DoD Manual 5200.02, Procedures for the DoD Personnel Security Program (PSP), April 3, 2017, Chapter 12, paragraph 12.1.b.&f., Appendix G.2. Definitions, JPAS NIST Special Publication 800-53 (SP 800-53) Controls: AC-1, AC-2, PE-3, PS-4, and PS-5 CJCSI 6510.01F, INFORMATION ASSURANCE (IA) AND SUPPORT TO COMPUTER NETWORK DEFENSE (CND), 9 February 2011 Enclosure C, para 11

STIG	Date
Traditional Security Checklist	2021-07-14

Details

Check Text ( C-49291r770240_chk )
Check to ensure the organization has documented out-processing procedures. Review a sampling of personnel security files of departed personnel to ensure compliance. Files of departed personnel should be maintained by an organization for at least 90-days. Ensure the procedures and records of departed employees reviewed include: -Removal from access to Government Information Systems, - Turning in all access badges, classified and/or sensitive information, - Removal from automated entry control systems (AECS) and - Signing of an SF 312 acknowledging a security debriefing. NOTE: The SF 312 is only applicable for those persons holding a security clearance. TACTICAL ENVIRONMENT: The check is applicable for fixed (established) tactical processing environments where procedural documents (SOPs) and personnel records should be in place. Not applicable to a field/mobile environment.

Check Text ( C-49291r770240_chk )

Check to ensure the organization has documented out-processing procedures.

Review a sampling of personnel security files of departed personnel to ensure compliance. Files of departed personnel should be maintained by an organization for at least 90-days.

Ensure the procedures and records of departed employees reviewed include:
-Removal from access to Government Information Systems,
- Turning in all access badges, classified and/or sensitive information,
- Removal from automated entry control systems (AECS) and
- Signing of an SF 312 acknowledging a security debriefing.

NOTE: The SF 312 is only applicable for those persons holding a security clearance.

TACTICAL ENVIRONMENT: The check is applicable for fixed (established) tactical processing environments where procedural documents (SOPs) and personnel records should be in place. Not applicable to a field/mobile environment.

Fix Text (F-49246r770241_fix)
Ensure there are local procedures covering the out-processing of departing employees (Military, Government Civilian and Contractor) and that records of departed employees on-hand reflect that out-processing was conducted. Out-processing records should be retained for a minimum of 90-days. Ensure that out-processing procedures and records include: -Removal from access to Government Information Systems, - Turning in all access badges, classified and/or sensitive information, - Removal from automated entry control systems (AECS) and - Signing of an SF 312 acknowledging a security debriefing. NOTE: The SF 312 is only applicable for those persons holding a security clearance.

Fix Text (F-49246r770241_fix)

Ensure there are local procedures covering the out-processing of departing employees (Military, Government Civilian and Contractor) and that records of departed employees on-hand reflect that out-processing was conducted. Out-processing records should be retained for a minimum of 90-days.

Ensure that out-processing procedures and records include:
-Removal from access to Government Information Systems,
- Turning in all access badges, classified and/or sensitive information,
- Removal from automated entry control systems (AECS) and
- Signing of an SF 312 acknowledging a security debriefing.

NOTE: The SF 312 is only applicable for those persons holding a security clearance.